Polity Chapter 1: Historical Background
Chapter 1: Historical Background
- Big Picture: How British Rule Shaped the Indian Constitution
- The British came to India as traders through the East India Company.
- 1600: Queen Elizabeth I gave the East India Company a charter giving it the exclusive right to trade in India.
- 1608: The Company came to India as a trading organisation.
- 1765: After the Battle of Buxar (1764), Mughal Emperor Shah Alam granted the Company the Diwani rights of Bengal, Bihar and Orissa.
- Diwani = right to collect revenue and administer civil justice.
- This changed the Company from mainly a trading organisation into a territorial/political power.
- 1857: Revolt against British rule.
- 1858: British Crown ended East India Company rule and took direct control of India.
- 15 August 1947: British rule ended and India became independent.
- 1946: Constituent Assembly was formed to frame India's Constitution.
- 26 January 1950: Constitution of India came into force.
- Two Broad Phases of British Constitutional Development
- Company Rule: 1773–1858
- Regulating Act, 1773
- Amending Act, 1781
- Pitt's India Act, 1784
- Act of 1786
- Charter Act, 1793
- Charter Act, 1813
- Charter Act, 1833
- Charter Act, 1853
- Crown Rule: 1858–1947
- Government of India Act, 1858
- Indian Councils Act, 1861
- Indian Councils Act, 1892
- Indian Councils Act, 1909
- Government of India Act, 1919
- Simon Commission, 1927
- Communal Award, 1932
- Government of India Act, 1935
- Indian Independence Act, 1947
Part I: Company Rule (1773–1858)
1. Regulating Act of 1773
- Why important?
- First major attempt by the British Parliament to control and regulate the East India Company.
- For the first time, the British Government recognised the Company's political and administrative functions.
- It laid the foundation of central administration in India.
- Major Provisions
- The Governor of Bengal became the Governor-General of Bengal.
- A 4-member Executive Council was created to assist him.
- Warren Hastings became the first Governor-General of Bengal.
- The Governors of Bombay and Madras were made subordinate to the Governor-General of Bengal.
- A Supreme Court at Calcutta was established in 1774.
- 1 Chief Justice
- 3 other judges
- Company servants were prohibited from:
- Private trade
- Accepting presents
- Accepting bribes from Indians
- The Company's Court of Directors had to report to the British Government on:
- Revenue affairs
- Civil affairs
- Military affairs
- Remember: 1773 = Control + Governor-General + Supreme Court + Centralisation
2. Amending Act of 1781
- Purpose: Corrected defects created by the Regulating Act of 1773.
- Also called the Act of Settlement.
- Major Provisions
- Governor-General and his Council were protected from Supreme Court jurisdiction for acts done in their official capacity.
- Company servants received similar protection for official acts.
- Revenue matters were excluded from Supreme Court jurisdiction.
- Supreme Court was given jurisdiction over all inhabitants of Calcutta.
- Personal laws were to be applied:
- Hindus → Hindu law
- Muslims → Mohammedan law
- Appeals from Provincial Courts were to go to the Governor-General-in-Council, not the Supreme Court.
- Governor-General-in-Council could frame regulations for Provincial Courts and Councils.
- Core idea: 1781 = Fix the conflict between Supreme Court and Company administration.
3. Pitt's India Act of 1784
- Major Change: Separated the Company's commercial and political functions.
- Two bodies
- Court of Directors → handled commercial affairs.
- Board of Control → handled political affairs.
- This created the system of Double Government.
- Board of Control could supervise and direct:
- Civil government
- Military government
- Revenue administration
- The Company's Indian territories were officially described as British possessions in India.
- The British Government obtained supreme control over Company's Indian administration.
- Memory: Pitt 1784 = Political control moves towards British Government; trade remains with Company.
4. Act of 1786
- Passed mainly to satisfy the conditions demanded by Lord Cornwallis before becoming Governor-General.
- Two important powers were given:
- Governor-General could override his Council in special cases.
- Governor-General could also serve as Commander-in-Chief.
- Memory: 1786 = Cornwallis gets Override + Commander-in-Chief.
5. Charter Act of 1793
- Extended the overriding power of the Governor-General over his Council to future Governor-Generals and Presidency Governors.
- Strengthened Governor-General's control over Bombay and Madras.
- Extended the Company's trade monopoly for another 20 years.
- Commander-in-Chief would not automatically be a member of Governor-General's Council unless appointed to it.
- Expenses of the Board of Control and its staff were to be paid from Indian revenues.
- Memory: 1793 = More Governor-General power + 20-year Company monopoly.
6. Charter Act of 1813
- Company's trade monopoly was largely abolished.
- British merchants could trade with India.
- Company retained monopoly over:
- Tea trade
- Trade with China
- British Crown's sovereignty over Company's Indian territories was asserted.
- Christian missionaries were allowed to come to India.
- Government supported the spread of Western education.
- Local governments received power to:
- Impose taxes
- Punish persons for non-payment of taxes
- Memory: 1813 = Trade opened + Missionaries + Western education.
7. Charter Act of 1833
- Most important theme: Centralisation.
- Governor-General of Bengal became the Governor-General of India.
- He received overall civil and military powers over British India.
- Lord William Bentinck became the first Governor-General of India.
- Governors of Bombay and Madras lost their legislative powers.
- Governor-General of India received exclusive legislative power for British India.
- Terminology changed:
- Earlier laws → Regulations
- Laws under 1833 Act → Acts
- East India Company stopped being a commercial organisation.
- It became purely an administrative body.
- Its Indian territories were held in trust for the British Crown.
- Attempted to introduce open competition for civil services.
- It stated that Indians should not be excluded from government employment, but this provision was effectively blocked by opposition from the Court of Directors.
- Memory: 1833 = One India administration + Governor-General of India + Company loses trade.
8. Charter Act of 1853
- Last Charter Act.
- Considered a major constitutional landmark.
- Separated legislative and executive functions of the Governor-General's Council for the first time.
- Added 6 legislative councillors and created a separate legislative wing known as the Indian/Central Legislative Council.
- The legislative council functioned like a mini-Parliament.
- Open competition was introduced for civil service recruitment.
- Covenanted Civil Service was opened to Indians.
- Macaulay Committee was appointed in 1854.
- Company's rule was extended without specifying another fixed period.
- This indicated that Parliament could end Company rule at any time.
- Introduced local representation in the Central Legislative Council.
- 4 of the 6 new legislative members were appointed by provincial governments of:
- Madras
- Bombay
- Bengal
- Agra
- Memory: 1853 = Legislature separated + Civil service competition + Local representation.
Part II: Crown Rule (1858–1947)
9. Government of India Act of 1858
- Trigger: Revolt of 1857.
- Big change: East India Company was abolished and India came directly under the British Crown.
- Governor-General of India was given the title Viceroy of India.
- Lord Canning became the first Viceroy.
- India was governed in the name of the British Crown.
- The Board of Control and Court of Directors were abolished.
- The system of Double Government ended.
- A new post of Secretary of State for India was created.
- He was a member of the British Cabinet.
- He had complete authority over Indian administration.
- He was ultimately responsible to the British Parliament.
- A 15-member Council of India was created to assist the Secretary of State.
- The Secretary of State was the Chairman of this Council.
- Secretary of State-in-Council was made a body corporate, capable of suing and being sued in India and England.
- Important distinction: The Act mainly changed who controlled India, not the basic administrative system inside India.
- Memory: 1858 = Company OUT → Crown IN → Viceroy + Secretary of State.
10. Indian Councils Act of 1861
- Main theme: British Government started associating Indians with administration after the Revolt of 1857.
- Indians were nominated as non-official members of the Viceroy's legislative council.
- In 1862, Lord Canning nominated:
- Raja of Benaras
- Maharaja of Patiala
- Sir Dinkar Rao
- Started the process of decentralisation.
- Legislative powers were restored to Bombay and Madras.
- This reversed the centralising trend that had begun in 1773 and reached its peak in 1833.
- New legislative councils were established for:
- Bengal → 1862
- North-Western Provinces → 1886
- Punjab → 1897
- Recognised the Portfolio System introduced by Lord Canning in 1859.
- A council member was placed in charge of one or more departments.
- He could issue final orders for his department on behalf of the Council.
- Viceroy received power to issue ordinances during emergencies without legislative council approval.
- Such an ordinance could remain in force for 6 months.
- Memory: 1861 = Indians associated + Provinces get powers back + Portfolio system + Ordinance.
11. Indian Councils Act of 1892
- Increased the number of additional/non-official members in Central and Provincial Legislative Councils.
- However, official majority remained.
- Legislative councils received greater functions.
- Members could:
- Discuss the budget.
- Ask questions to the executive.
- Introduced a limited and indirect form of election, although the Act did not use the word "election".
- Non-official members were technically nominated on the recommendation of certain bodies.
- Recommendations could come from:
- Provincial legislative councils
- Bengal Chamber of Commerce
- District boards
- Municipalities
- Universities
- Trade associations
- Zamindars
- Chambers of Commerce
- Memory: 1892 = More members + Budget discussion + Questions + Indirect election.
12. Indian Councils Act of 1909
- Also called the Morley-Minto Reforms.
- Lord Morley → Secretary of State for India
- Lord Minto → Viceroy
- Legislative councils were considerably enlarged.
- Central Legislative Council membership increased from 16 to 60.
- Central council retained official majority.
- Provincial councils could have a non-official majority.
- Members received greater deliberative powers.
- Ask supplementary questions.
- Move resolutions on budget.
- For the first time, Indians were associated with the Executive Councils of the Viceroy and Governors.
- Satyendra Prasad Sinha became the first Indian member of the Viceroy's Executive Council.
- He was appointed as the Law Member.
- Introduced separate electorates for Muslims.
- Muslim representatives were elected by Muslim voters.
- This institutionalised communal representation.
- Lord Minto became associated with the title "Father of Communal Electorate".
- Separate representation was also provided to:
- Presidency corporations
- Chambers of Commerce
- Universities
- Zamindars
- Memory: 1909 = Morley-Minto + 60 + Indians in Executive + Muslim Separate Electorate.
13. Government of India Act of 1919
- Also called the Montagu-Chelmsford Reforms.
- Edwin Montagu → Secretary of State for India
- Lord Chelmsford → Viceroy
- British Government declared in 1917 that its objective was the gradual introduction of responsible government in India.
- The Act came into force in 1921.
- Division of Subjects
- Subjects were divided into:
- Central subjects
- Provincial subjects
- This relaxed central control over provinces to some extent.
- But the overall government structure remained largely centralised and unitary.
- Dyarchy in Provinces
- Provincial subjects were divided into:
- Transferred subjects
- Education
- Public health
- Local self-government
- Agriculture
- Reserved subjects
- Police
- Justice
- Prisons
- Land revenue
- Finance
- Transferred subjects → Governor acted with ministers responsible to the legislative council.
- Reserved subjects → Governor and executive council controlled them without responsibility to the legislative council.
- This double system was called Dyarchy.
- Dyarchy = double rule.
- The experiment was largely unsuccessful.
- Bicameralism and Direct Elections
- Introduced bicameralism at the Centre for the first time.
- Two Houses:
- Council of State → Upper House
- Legislative Assembly → Lower House
- Majority of members were chosen through direct election.
- Other Important Provisions
- Three of the six ordinary members of the Viceroy's Executive Council had to be Indians.
- Separate electorates were extended to:
- Sikhs
- Indian Christians
- Anglo-Indians
- Europeans
- Voting rights were given to a limited section of people based on property, tax and other qualifications.
- Created the post of High Commissioner for India in London.
- Provided for a Public Service Commission.
- Central Public Service Commission was established in 1926.
- Separated provincial budgets from the Central budget.
- Provincial legislatures could enact their own budgets.
- Provided for a statutory commission to review the Act after 10 years.
- Proposed a Chamber of Princes, also called Narendra Mandal.
- Inaugurated in 1921.
- 120 members:
- Princes of 108 states
- 12 representatives of other states
- Headed by the Viceroy.
- Memory: 1919 = Provincial Dyarchy + Central Bicameralism + Direct Election + Public Service Commission.
14. Simon Commission, 1927
- British Government appointed a 7-member statutory commission in November 1927.
- Chairman → Sir John Simon.
- Purpose → Review the working of India's constitutional system and make recommendations.
- All members were British.
- Because there were no Indian members, Indian political parties boycotted the Commission.
- Report submitted in 1930.
- Major recommendations included:
- Abolition of Dyarchy in provinces.
- Extension of responsible government in provinces.
- Creation of a federation of British India and princely states.
- Continuation of communal electorates.
- Its recommendations were discussed through three Round Table Conferences.
- Representatives included:
- British Government
- British India
- Indian princely states
- Discussions led to a White Paper on Constitutional Reforms.
- Recommendations ultimately contributed to the Government of India Act, 1935.
- Memory: 1927 Simon → 7 British members → Boycott → 1930 Report → 1935 Act.
15. Communal Award, 1932
- Announced in August 1932 by British Prime Minister Ramsay MacDonald.
- It dealt with representation of minorities.
- Separate electorates already available to several communities were continued.
- It extended separate electorates to the Depressed Classes (Scheduled Castes).
- Gandhiji opposed separate electorates for the Depressed Classes and undertook a fast unto death in Yerawada Jail, Poona.
- An agreement was reached between Congress and Dr B.R. Ambedkar.
- The agreement was called the Poona Pact.
- Poona Pact:
- Rejected separate electorates for the Depressed Classes.
- Retained a joint Hindu electorate.
- Provided reserved seats for the Depressed Classes.
- British Government accepted the Poona Pact and modified the Communal Award accordingly.
- Its provisions were incorporated into the Government of India Act, 1935.
- Memory: 1932 = Communal Award → Separate electorate for Depressed Classes → Gandhi's fast → Poona Pact → Joint electorate + Reserved seats.
16. Government of India Act of 1935
- Importance: Major constitutional milestone and the second major step towards responsible government.
- It was extremely detailed:
- 321 Sections
- 10 Schedules
- All-India Federation
- Proposed federation consisting of:
- British Indian provinces
- Princely states
- Federation never came into existence because princely states did not join.
- Three Legislative Lists
- Federal List → 59 subjects
- Provincial List → 54 subjects
- Concurrent List → 36 subjects
- Residuary powers → Viceroy/Governor-General
- Provincial Autonomy
- Abolished Dyarchy in provinces.
- Introduced Provincial Autonomy.
- Provinces became autonomous in their assigned areas.
- Responsible government was introduced in provinces.
- Governor generally acted with the advice of ministers responsible to the provincial legislature.
- Provincial autonomy began in 1937.
- It was discontinued in 1939.
- Dyarchy at Centre
- Dyarchy was proposed at the Centre.
- Federal subjects were divided into reserved and transferred subjects.
- This provision never came into operation.
- Bicameralism in Provinces
- Introduced bicameral legislatures in 6 of 11 provinces:
- Bengal
- Bombay
- Madras
- Bihar
- Assam
- United Provinces
- Each had:
- Legislative Council → Upper House
- Legislative Assembly → Lower House
- Representation
- Reserved seats for Scheduled Castes.
- Special representation extended to:
- Women
- Labour/workers
- Other Major Provisions
- Abolished the Council of India created under the 1858 Act.
- Secretary of State for India was assisted by advisers.
- Extended franchise to about 14% of India's population.
- Provided for establishment of the Reserve Bank of India.
- Provided for:
- Federal Public Service Commission
- Provincial Public Service Commissions
- Joint Public Service Commission for two or more provinces
- Provided for a Federal Court, established in 1937.
- Separated Burma from India.
- Created two new provinces:
- Orissa
- Sind
- Provided safeguards for minorities.
- Provided for a Federal Railway Authority.
- Provided for an Auditor-General of India.
- High-yield memory: 1935 = Federation + 3 Lists + Provincial Autonomy + Provincial Bicameralism + RBI + PSCs + Federal Court + Burma separated + New Provinces.
17. Indian Independence Act of 1947
- 20 February 1947: British Prime Minister Clement Attlee announced that British rule would end by 30 June 1948.
- Muslim League demanded partition.
- 3 June 1947: Lord Mountbatten announced the Mountbatten Plan.
- Congress and Muslim League accepted the plan.
- 4 July 1947: Indian Independence Bill introduced in British Parliament.
- 18 July 1947: Bill received Royal Assent.
- 15 August 1947: Act came into force and British rule ended.
- Major Provisions
- Ended British rule in India.
- India became independent on 15 August 1947.
- Created two independent dominions:
- India
- Pakistan
- Both dominions had the right to secede from the British Commonwealth.
- Abolished the office of Viceroy.
- Each dominion received a Governor-General.
- Governor-General was appointed by the British King on the advice of the dominion cabinet.
- British Government no longer had responsibility for governing India or Pakistan.
- Constituent Assemblies of both dominions could:
- Frame their own Constitutions.
- Adopt their Constitutions.
- Repeal Acts of the British Parliament, including the Independence Act itself.
- Until new Constitutions were ready, the Constituent Assemblies could legislate for their respective territories.
- British Parliament could no longer automatically make laws applicable to the dominions.
- Abolished the post of Secretary of State for India.
- His functions were transferred to the Secretary of State for Commonwealth Affairs.
- British paramountcy over princely states ended.
- Princely states could choose:
- Join India
- Join Pakistan
- Remain independent
- Until new Constitutions were framed, governance continued under the Government of India Act, 1935, with modifications.
- British Monarch lost the right to:
- Veto bills
- Reserve bills for approval
- These powers were available to the Governor-General.
- Governor-General and provincial Governors became constitutional/nominal heads and were to act on the advice of their councils of ministers.
- Title "Emperor of India" was removed from the British King's royal titles.
- Secretary of State for India stopped making new civil-service appointments and reservations.
- Civil servants appointed before 15 August 1947 retained their existing benefits.
- Transfer of Power
- At midnight of 14–15 August 1947, British rule ended.
- Lord Mountbatten became the first Governor-General of independent India.
- Jawaharlal Nehru became the first Prime Minister.
- The Constituent Assembly formed in 1946 also functioned as the Parliament of the Indian Dominion.
- Memory: 1947 = Independence + Partition + Two Dominions + Princely States freed from Paramountcy + Constituent Assemblies sovereign.
Important Personalities and Firsts
- Warren Hastings → First Governor-General of Bengal.
- Lord Cornwallis → Governor-General associated with the 1786 Act; received power to override Council and also became Commander-in-Chief.
- Lord William Bentinck → First Governor-General of India under Charter Act, 1833.
- Lord Canning → First Viceroy of India after the 1858 Act.
- Satyendra Prasad Sinha → First Indian member of the Viceroy's Executive Council; Law Member under 1909 reforms.
- Sir John Simon → Chairman of Simon Commission.
- Ramsay MacDonald → Announced Communal Award, 1932.
- Dr B.R. Ambedkar → Leader of Depressed Classes associated with Poona Pact negotiations.
- Clement Attlee → British Prime Minister who announced the end of British rule.
- Lord Mountbatten → Last Viceroy and first Governor-General of independent India.
- Jawaharlal Nehru → First Prime Minister of independent India.
Most Important Chronology
- 1600 → East India Company receives charter.
- 1608 → Company comes to India as traders.
- 1764 → Battle of Buxar.
- 1765 → Company receives Diwani of Bengal, Bihar and Orissa.
- 1773 → Regulating Act.
- 1781 → Amending Act.
- 1784 → Pitt's India Act.
- 1786 → Cornwallis Act.
- 1793 → Charter Act.
- 1813 → Charter Act.
- 1833 → Charter Act; centralisation.
- 1853 → Charter Act; legislative-executive separation and civil-service competition.
- 1857 → Revolt.
- 1858 → Crown rule begins.
- 1861 → Indian Councils Act; association + decentralisation.
- 1892 → Councils expanded; budget discussion + indirect election.
- 1909 → Morley-Minto; Muslim separate electorate.
- 1917 → British declaration of gradual responsible government.
- 1919 → Montagu-Chelmsford Act.
- 1921 → 1919 Act comes into force; Chamber of Princes inaugurated.
- 1926 → Central Public Service Commission established.
- 1927 → Simon Commission appointed.
- 1930 → Simon Commission report.
- 1932 → Communal Award + Poona Pact.
- 1935 → Government of India Act.
- 1937 → Provincial autonomy begins; Federal Court established.
- 1939 → Provincial autonomy discontinued.
- 1947 → Indian Independence Act; India becomes independent.
- 1950 → Constitution comes into force.
One-Line Evolution: Remember the Whole Chapter
- 1773 → British Parliament starts controlling Company.
- 1784 → British Government gets stronger political control.
- 1813 → Company's trade monopoly largely ends.
- 1833 → India becomes highly centralised under Governor-General of India.
- 1853 → Legislative and executive functions separated; civil-service competition.
- 1858 → Company disappears; Crown takes direct control.
- 1861 → Indians associated with law-making; provinces regain powers.
- 1892 → Councils expand; budget and questions enter.
- 1909 → Separate electorate for Muslims.
- 1919 → Dyarchy in provinces + bicameralism at Centre.
- 1935 → Provincial autonomy + three lists + proposed federation.
- 1947 → British rule ends; India becomes independent.
Exam Memory Map
- 1773 → G-S
- G = Governor-General of Bengal
- S = Supreme Court at Calcutta
- 1784 → Double Government
- Court of Directors → Commerce
- Board of Control → Politics
- 1813 → Trade + Education + Missionaries
- 1833 → Centralisation + Governor-General of India + Company loses commercial role
- 1853 → Legislature separated + Civil Service competition
- 1858 → Company to Crown
- 1861 → Indian association + Decentralisation + Portfolio + Ordinance
- 1892 → Budget + Questions + Indirect election
- 1909 → Separate Muslim Electorate
- 1919 → Dyarchy + Bicameralism + Direct election
- 1932 → Communal Award → Poona Pact
- 1935 → Provincial Autonomy + 3 Lists + RBI + Federal Court
- 1947 → Independence + Partition + Constituent Assemblies
Highest-Yield Facts to Memorise
- 1765 → Diwani of Bengal, Bihar and Orissa.
- 1773 → First parliamentary control over Company affairs.
- 1774 → Supreme Court at Calcutta.
- 1784 → Board of Control + Double Government.
- 1833 → First Governor-General of India: Lord William Bentinck.
- 1853 → Open competition for civil services; Macaulay Committee in 1854.
- 1858 → First Viceroy: Lord Canning.
- 1862 → Canning nominated three Indians to legislative council.
- 1909 → First separate electorate for Muslims.
- 1919 → Dyarchy in provinces; bicameralism at Centre.
- 1926 → Central Public Service Commission.
- 1927 → Simon Commission.
- 1932 → Communal Award.
- 1932 → Poona Pact.
- 1935 → 321 Sections + 10 Schedules.
- 1935 → Federal List 59, Provincial List 54, Concurrent List 36.
- 1935 → Provincial autonomy; effective from 1937.
- 1937 → Federal Court established.
- 1937 → Provincial autonomy begins.
- 1939 → Provincial autonomy discontinued.
- 1947 → Indian Independence Act.
- 15 August 1947 → Independence.
- 26 January 1950 → Constitution comes into force.